Day 13
Economy & BudgetSkim2025-07-23
SEBI Issues New Compliance Norms for Research Analysts
What Happened
SEBI issued new compliance guidelines for Research Analysts (RAs) following the 2024-2025 regulatory amendments. The circular mandates NISM certification within one year for all associated personnel, clarifies trading restrictions, and streamlines documentation processes for institutional clients.
Why It Matters
This move enhances professional standards and accountability in financial research while reducing the compliance burden for high-value institutional transactions.
Quick reference — brief coverage only.